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FCA Authorisation Support

At Regiis Consultants Ltd, we provide expert support for businesses seeking authorisation from the Financial Conduct Authority (FCA) in the UK. Obtaining FCA authorisation is a critical step for firms operating in financial services, investments, insurance, lending, and fintech industries. The process can be complex, time-consuming, and highly detailed, but with our guidance, you can navigate it smoothly and confidently.

Why FCA Authorisation Matters

FCA authorisation is not just a regulatory requirement; it is a mark of credibility, trust, and professionalism in the financial industry. Being authorised demonstrates to clients, investors, and stakeholders that your business follows the highest standards of conduct, transparency, and accountability. Without FCA approval, firms risk legal penalties, reputational harm, and the inability to trade within the regulated market.

Our FCA Authorisation Support Services

  • Initial Assessment: We evaluate your business model, structure, and objectives to confirm the type of authorisation you require.
  • Application Preparation: We assist in drafting, reviewing, and submitting your FCA application to ensure accuracy and compliance with FCA expectations.
  • Business Plan Guidance: A strong business plan is essential for approval. We provide support in creating financial forecasts, compliance frameworks, and operational models.
  • Policy and Procedure Development: We prepare compliance policies such as AML, KYC, complaints handling, risk management, and governance structures.
  • Senior Management Approval: We guide your key individuals through the FCA’s “Fit and Proper” test requirements, ensuring leadership meets regulatory standards.
  • Ongoing Communication: We liaise with the FCA on your behalf to respond to queries, requests, and feedback during the application process.
  • Post-Authorisation Support: After approval, we provide continued consultancy to help you maintain compliance and meet reporting obligations.

Benefits of Working With Us

  • Expert Knowledge: Years of experience in FCA regulations and authorisation processes.
  • Tailored Approach: Every application is designed around your business needs and industry requirements.
  • Reduced Delays: Our guidance helps you avoid common mistakes that can slow down authorisation.
  • Full Support: From application to ongoing compliance, we are with you every step of the way.
  • Peace of Mind: You can focus on growing your business while we handle the regulatory complexities.

Industries We Support

  • Financial Services
  • Investment Firms
  • FinTech Businesses
  • Insurance Companies
  • Credit and Lending Firms
  • Wealth Management and Advisory Firms

Why Choose Regiis Consultants Ltd

We have helped hundreds of businesses successfully obtain FCA authorisation. Our clients appreciate our clarity, professionalism, and dedication to ensuring their applications meet FCA standards. With more than 25 years of combined expertise, we are trusted advisors for firms across the UK.